Claims LibraryLumbar Spine - Facet Arthropathy, Disc Bulges and Early Spondylosis

Example Diagnostic Assessment

Lumbar Spine - Facet Arthropathy, Disc Bulges and Early Spondylosis — DVA claim example

2 de-identified example Diagnostic Assessments for Lumbar Spine - Facet Arthropathy, Disc Bulges and Early Spondylosis, written by the Veterans Health Centre for a DVA compensation claim. A Diagnostic Assessment is the claim: it is the document a DVA delegate decides on. Read it in full below — the named diagnosis and ICD-10 code, the ADF and occupational history, the referenced clinical timeline, and every Statement of Principles factor argued to MET or NOT MET.

Example document — fictitious patient. Every report published here is a sample prepared to show the standard, structure and depth of a VHC report. The veteran described is fictitious: names, dates of birth, service numbers, units, locations and treating clinicians have been withheld or altered and all dates changed. It must not be relied upon as a record of any real claim.

Diagnostic Assessment — Lumbar Spine - Facet Arthropathy, Disc Bulges and Early Spondylosis

Example 1 of 2 · fictitious patient (Veteran L)

Example document — fictitious patient. This report is a sample prepared to show the standard, structure and depth of a VHC report. The veteran described is fictitious and bears no relationship to any real person, living or deceased. Names, dates of birth, contact details, service numbers, units, locations and treating clinicians have been withheld or altered and all dates have been changed. It must not be relied upon as a record of any real claim.

Diagnostic Assessment

Lumbar Spine - Facet Arthropathy, Disc Bulges and Early Spondylosis

Balance of Probabilities SOP: Strain SOP No. 28 of 2020 - Factors (1), (2), (5); Osteoarthritis SOP No. 62 of 2017 - Factors (6), (47) Reasonable Hypothesis SOP: Strain SOP No. 29 of 2020 - Factors (1), (2), (5); Osteoarthritis SOP No. 61 of 2017 - Factors (6), (47)

ADF History

The veteran, Date of Birth: [withheld] Electronic Warfare Operator, enlistment date 09 Feb 1990, discharge date 17 February 2000.

Occupational History

As an Electronic Warfare Operator in the Australian Army, the veteran was required to carry heavy equipment including radios, antennas, and generators during deployments and training exercises. The role involved repetitive lifting, carrying loads over rugged terrain, and operations in austere environments. Deployment operations required prolonged periods of equipment handling in challenging conditions, often without optimal ergonomic support. The physical demands included repetitive spinal loading through heavy equipment carriage and maintenance activities in confined spaces around generators and electronic equipment.

History

The veteran an Electronic Warfare Operator, injured his lumbar spine in 2000 or 2001 during a deployment when he blacked out while refueling a generator, fell and sustained back trauma that progressed to facet arthropathy, disc bulges, and early spondylosis.

Timeline

13 September 1995 - 12 September 1997: The veteran fell after blacking out while refueling a generator during a deployment, resulting in a lumbar strain per the Strain SOP. He experienced immediate back pain following the incident, which persisted beyond the acute trauma phase. The injury was attributed to the fall during a critical operational task in a high-stress deployment environment. The blackout occurred while performing essential equipment maintenance duties typical of his role as an Electronic Warfare Operator. No immediate imaging was conducted at the time due to operational constraints and limited medical facilities during deployment. The pain significantly limited his operational capabilities and marked the onset of chronic back issues that would persist throughout his remaining military service and beyond.

24 September 2018: An MRI revealed extensive spinal pathology including mild facet arthropathy at L4-5 and L5-S1, disc bulges at L3-4 and L4-5, and early spondylosis with degenerative changes. The veteran reported chronic low back pain, particularly during physical activities, consistent with his long-standing back problems from the deployment injury. The disc bulge at L4-5 caused mild right neuroforaminal narrowing, indicating nerve root compression. The findings were directly linked to the 2000-2001 injury and repetitive strain from his military service duties involving heavy equipment handling. No spinal stenosis or compression fractures were noted, indicating that the pathology was primarily related to mechanical stress rather than severe structural damage. The condition continued to impact his functional capacity and quality of life significantly in the post-service period.

Symptoms

At the time of the 2000-2001 injury, the veteran experienced immediate back pain following the fall during the generator refueling incident, with pain persisting and limiting his operational capabilities. Following the injury, symptoms included chronic lower back pain, stiffness, and functional limitation during physical tasks required for military duties. Current symptoms include persistent chronic low back pain particularly during physical activities, with confirmed facet arthropathy causing joint pain, disc bulges contributing to mechanical symptoms and nerve compression, and early spondylotic changes causing ongoing discomfort and significant functional limitation affecting daily activities and quality of life.

Imaging

24 September 2018: MRI findings revealed mild facet arthropathy at L4-5 and L5-S1, disc bulges at L3-4 and L4-5 with mild right neuroforaminal narrowing at L4-5, and early spondylosis with degenerative changes. No spinal stenosis or compression fractures were noted. The lumbar lordosis was maintained and all vertebrae showed normal heights, alignment and marrow signals. The findings were directly linked to the 2000-2001 deployment injury and chronic mechanical stress from military service.

1. What is the formal diagnosis of the condition claimed above?

Lumbar Spine - Facet Arthropathy (M47.816), Disc Bulges (M51.36), and Early Spondylosis (M47.816), DVA SOP Strain SOP No. 28 of 2020 and Osteoarthritis SOP No. 62 of 2017, ICD-10 codes M47.816 and M51.36.

Facet arthropathy is a degenerative condition affecting the facet joints of the spine, characterized by cartilage breakdown, joint space narrowing, and osteophyte formation. The facet joints provide stability and guide spinal motion, and when damaged, can cause significant pain and functional limitation.

Disc bulges occur when the intervertebral disc extends beyond its normal boundaries, potentially causing nerve compression and mechanical symptoms. This typically results from degenerative changes in the disc structure due to repetitive stress or trauma.

Spondylosis refers to degenerative changes in the spine including disc degeneration, facet joint arthritis, and ligament thickening. Early spondylosis indicates the initial stages of this degenerative process, often beginning with disc space narrowing and facet joint changes.

The temporal relationship shows the initial lumbar strain occurring in 2000-2001 during deployment, with progression to chronic degenerative changes confirmed by 2023 MRI, indicating evolution from acute trauma to complex spinal pathology over the 22-year period.

2. For each diagnosis identified, please also provide the following dates:

When did the veteran first experience symptoms attributable to this condition? 13 September 1995 - during deployment blackout and fall incident.

When did the veteran first present to a health/medical provider for this condition? 13 September 1995 - the veteran first presented to a medical provider, likely a Military Medic or Medical Officer, immediately following the fall during the deployment incident.

When was the condition confirmed/formally diagnosed? 13 September 1995 - The lumbar strain was diagnosed at the time of injury. 24 September 2018 - The facet arthropathy, disc bulges, and early spondylosis were formally diagnosed by the treating doctor, Radiologist, at I-MED Radiology through MRI imaging.

When did the veteran first present to you (or your practice) for this condition? 25 November 2017

3. How was this diagnosis confirmed? i.e. what were the key symptoms and signs, investigation results, specialist opinions?

The diagnosis of lumbar strain was confirmed by clinical assessment in 2000-2001 based on the mechanism of injury (fall after blackout) and immediate onset of back pain during deployment operations. The injury was consistent with acute mechanical trauma to the lumbar spine.

The diagnoses of facet arthropathy, disc bulges, and early spondylosis were confirmed by MRI on 24 September 2018, reported by the treating doctor at I-MED Radiology. The MRI showed mild facet arthropathy at L4-5 and L5-S1, disc bulges at L3-4 and L4-5 with mild right neuroforaminal narrowing, and early spondylotic changes. The clinical history of chronic pain and MRI findings established the diagnoses, linking them to the original deployment trauma and ongoing occupational demands.

4. What do you consider to be the cause(s) of the condition in this veteran?

Experiencing a significant physical force applied to or through the affected joint, at the time of the clinical onset of a sprain to that joint ligament - MET

  • The veteran experienced significant physical force to his lumbar spine when he fell after blacking out during the generator refueling incident in 2000-2001.

Forceful stretching or high intensity use of a muscle or tendon at the time of the clinical onset of a strain to that muscle or tendon - MET

  • The fall and ongoing military duties subjected the lumbar muscles and supporting structures to forceful stretching and high-intensity stress.

Having trauma to the affected joint within the 25 years before the clinical onset of osteoarthritis in that joint - MET

  • The 2000-2001 lumbar trauma occurred within 25 years before the clinical onset of facet arthropathy and spondylotic changes confirmed in 2023.

Inability to obtain appropriate clinical management for sprain or strain - MET

  • There is evidence of inadequate clinical management as demonstrated by the 23-year delay between initial injury and comprehensive MRI investigation, and the progression from simple strain to complex degenerative pathology, representing failure to provide appropriate ongoing clinical management per Brew v Repatriation Commission.

Inability to obtain appropriate clinical management for osteoarthritis - MET

  • The progression from lumbar strain to degenerative facet arthropathy and spondylosis without appropriate intervention demonstrates inability to obtain appropriate clinical management that could have prevented or minimized the degenerative progression.

Sequelae

The facet arthropathy, disc bulges, and early spondylosis are direct sequelae of the original 2000-2001 lumbar strain, developing due to chronic mechanical stress, inadequate rehabilitation, and ongoing occupational demands that prevented proper healing and resulted in progressive spinal degeneration.

Unintended Consequence

This condition is not an unintended consequence of medical management as no specific medical procedures or medications directly caused the condition.

Inability to Attain Appropriate Medical Management

There was a clear inability to attain appropriate medical management as evidenced by the 23-year delay between initial injury in 2000-2001 and comprehensive MRI investigation in 2023. The Full Federal Court in Brew v Repatriation Commission establishes that inability encompasses the lack of ability to get treatment in both objective and subjective senses. The extensive delay between initial presentation and definitive investigation, combined with the progression from simple strain to complex degenerative pathology including facet arthropathy and disc bulges, constitutes evidence of barriers to healthcare satisfying the inability to attain appropriate medical management factor. This resulted in permanent worsening as the acute strain progressed to irreversible spinal degeneration that could have been prevented or minimized with appropriate early intervention, specialized management, and ongoing monitoring.

The % contribution of the causes is 100% and significant.

5. Please provide a Health Summary and a medication/prescribing history.

  • See attached report
Example document — fictitious patient. This report is a sample prepared to show the standard, structure and depth of a VHC report. The veteran described is fictitious and bears no relationship to any real person, living or deceased. Names, dates of birth, contact details, service numbers, units, locations and treating clinicians have been withheld or altered and all dates have been changed. It must not be relied upon as a record of any real claim.

Diagnostic Assessment — Lumbar Spine - Facet Arthropathy, Disc Bulges and Early Spondylosis

Example 2 of 2 · fictitious patient (Veteran L)

Example document — fictitious patient. This report is a sample prepared to show the standard, structure and depth of a VHC report. The veteran described is fictitious and bears no relationship to any real person, living or deceased. Names, dates of birth, contact details, service numbers, units, locations and treating clinicians have been withheld or altered and all dates have been changed. It must not be relied upon as a record of any real claim.

Diagnostic Assessment

Lumbar Spine - Facet Arthropathy, Disc Bulges and Early Spondylosis

Balance of Probabilities SOP: Strain SOP No. 28 of 2020 - Factors (1), (2), (5); Osteoarthritis SOP No. 62 of 2017 - Factors (6), (47) Reasonable Hypothesis SOP: Strain SOP No. 29 of 2020 - Factors (1), (2), (5); Osteoarthritis SOP No. 61 of 2017 - Factors (6), (47)

ADF History

The veteran, Date of Birth: [withheld] Electronic Warfare Operator, enlistment date 09 Feb 1990, discharge date 17 February 2000.

Occupational History

As an Electronic Warfare Operator in the Australian Army, the veteran was required to carry heavy equipment including radios, antennas, and generators during deployments and training exercises. The role involved repetitive lifting, carrying loads over rugged terrain, and operations in austere environments. Deployment operations required prolonged periods of equipment handling in challenging conditions, often without optimal ergonomic support. The physical demands included repetitive spinal loading through heavy equipment carriage and maintenance activities in confined spaces around generators and electronic equipment.

History

The veteran an Electronic Warfare Operator, injured his lumbar spine in 2000 or 2001 during a deployment when he blacked out while refueling a generator, fell and sustained back trauma that progressed to facet arthropathy, disc bulges, and early spondylosis.

Timeline

13 September 1995 - 12 September 1997: The veteran fell after blacking out while refueling a generator during a deployment, resulting in a lumbar strain per the Strain SOP. He experienced immediate back pain following the incident, which persisted beyond the acute trauma phase. The injury was attributed to the fall during a critical operational task in a high-stress deployment environment. The blackout occurred while performing essential equipment maintenance duties typical of his role as an Electronic Warfare Operator. No immediate imaging was conducted at the time due to operational constraints and limited medical facilities during deployment. The pain significantly limited his operational capabilities and marked the onset of chronic back issues that would persist throughout his remaining military service and beyond.

24 September 2018: An MRI revealed extensive spinal pathology including mild facet arthropathy at L4-5 and L5-S1, disc bulges at L3-4 and L4-5, and early spondylosis with degenerative changes. The veteran reported chronic low back pain, particularly during physical activities, consistent with his long-standing back problems from the deployment injury. The disc bulge at L4-5 caused mild right neuroforaminal narrowing, indicating nerve root compression. The findings were directly linked to the 2000-2001 injury and repetitive strain from his military service duties involving heavy equipment handling. No spinal stenosis or compression fractures were noted, indicating that the pathology was primarily related to mechanical stress rather than severe structural damage. The condition continued to impact his functional capacity and quality of life significantly in the post-service period.

Symptoms

At the time of the 2000-2001 injury, the veteran experienced immediate back pain following the fall during the generator refueling incident, with pain persisting and limiting his operational capabilities. Following the injury, symptoms included chronic lower back pain, stiffness, and functional limitation during physical tasks required for military duties. Current symptoms include persistent chronic low back pain particularly during physical activities, with confirmed facet arthropathy causing joint pain, disc bulges contributing to mechanical symptoms and nerve compression, and early spondylotic changes causing ongoing discomfort and significant functional limitation affecting daily activities and quality of life.

Imaging

24 September 2018: MRI findings revealed mild facet arthropathy at L4-5 and L5-S1, disc bulges at L3-4 and L4-5 with mild right neuroforaminal narrowing at L4-5, and early spondylosis with degenerative changes. No spinal stenosis or compression fractures were noted. The lumbar lordosis was maintained and all vertebrae showed normal heights, alignment and marrow signals. The findings were directly linked to the 2000-2001 deployment injury and chronic mechanical stress from military service.

1. What is the formal diagnosis of the condition claimed above?

Lumbar Spine - Facet Arthropathy (M47.816), Disc Bulges (M51.36), and Early Spondylosis (M47.816), DVA SOP Strain SOP No. 28 of 2020 and Osteoarthritis SOP No. 62 of 2017, ICD-10 codes M47.816 and M51.36.

Facet arthropathy is a degenerative condition affecting the facet joints of the spine, characterized by cartilage breakdown, joint space narrowing, and osteophyte formation. The facet joints provide stability and guide spinal motion, and when damaged, can cause significant pain and functional limitation.

Disc bulges occur when the intervertebral disc extends beyond its normal boundaries, potentially causing nerve compression and mechanical symptoms. This typically results from degenerative changes in the disc structure due to repetitive stress or trauma.

Spondylosis refers to degenerative changes in the spine including disc degeneration, facet joint arthritis, and ligament thickening. Early spondylosis indicates the initial stages of this degenerative process, often beginning with disc space narrowing and facet joint changes.

The temporal relationship shows the initial lumbar strain occurring in 2000-2001 during deployment, with progression to chronic degenerative changes confirmed by 2023 MRI, indicating evolution from acute trauma to complex spinal pathology over the 22-year period.

2. For each diagnosis identified, please also provide the following dates:

When did the veteran first experience symptoms attributable to this condition? 13 September 1995 - during deployment blackout and fall incident.

When did the veteran first present to a health/medical provider for this condition? 13 September 1995 - the veteran first presented to a medical provider, likely a Military Medic or Medical Officer, immediately following the fall during the deployment incident.

When was the condition confirmed/formally diagnosed? 13 September 1995 - The lumbar strain was diagnosed at the time of injury. 24 September 2018 - The facet arthropathy, disc bulges, and early spondylosis were formally diagnosed by the treating doctor, Radiologist, at I-MED Radiology through MRI imaging.

When did the veteran first present to you (or your practice) for this condition? 25 November 2017

3. How was this diagnosis confirmed? i.e. what were the key symptoms and signs, investigation results, specialist opinions?

The diagnosis of lumbar strain was confirmed by clinical assessment in 2000-2001 based on the mechanism of injury (fall after blackout) and immediate onset of back pain during deployment operations. The injury was consistent with acute mechanical trauma to the lumbar spine.

The diagnoses of facet arthropathy, disc bulges, and early spondylosis were confirmed by MRI on 24 September 2018, reported by the treating doctor at I-MED Radiology. The MRI showed mild facet arthropathy at L4-5 and L5-S1, disc bulges at L3-4 and L4-5 with mild right neuroforaminal narrowing, and early spondylotic changes. The clinical history of chronic pain and MRI findings established the diagnoses, linking them to the original deployment trauma and ongoing occupational demands.

4. What do you consider to be the cause(s) of the condition in this veteran?

Experiencing a significant physical force applied to or through the affected joint, at the time of the clinical onset of a sprain to that joint ligament - MET

  • The veteran experienced significant physical force to his lumbar spine when he fell after blacking out during the generator refueling incident in 2000-2001.

Forceful stretching or high intensity use of a muscle or tendon at the time of the clinical onset of a strain to that muscle or tendon - MET

  • The fall and ongoing military duties subjected the lumbar muscles and supporting structures to forceful stretching and high-intensity stress.

Having trauma to the affected joint within the 25 years before the clinical onset of osteoarthritis in that joint - MET

  • The 2000-2001 lumbar trauma occurred within 25 years before the clinical onset of facet arthropathy and spondylotic changes confirmed in 2023.

Inability to obtain appropriate clinical management for sprain or strain - MET

  • There is evidence of inadequate clinical management as demonstrated by the 23-year delay between initial injury and comprehensive MRI investigation, and the progression from simple strain to complex degenerative pathology, representing failure to provide appropriate ongoing clinical management per Brew v Repatriation Commission.

Inability to obtain appropriate clinical management for osteoarthritis - MET

  • The progression from lumbar strain to degenerative facet arthropathy and spondylosis without appropriate intervention demonstrates inability to obtain appropriate clinical management that could have prevented or minimized the degenerative progression.

Sequelae

The facet arthropathy, disc bulges, and early spondylosis are direct sequelae of the original 2000-2001 lumbar strain, developing due to chronic mechanical stress, inadequate rehabilitation, and ongoing occupational demands that prevented proper healing and resulted in progressive spinal degeneration.

Unintended Consequence

This condition is not an unintended consequence of medical management as no specific medical procedures or medications directly caused the condition.

Inability to Attain Appropriate Medical Management

There was a clear inability to attain appropriate medical management as evidenced by the 23-year delay between initial injury in 2000-2001 and comprehensive MRI investigation in 2023. The Full Federal Court in Brew v Repatriation Commission establishes that inability encompasses the lack of ability to get treatment in both objective and subjective senses. The extensive delay between initial presentation and definitive investigation, combined with the progression from simple strain to complex degenerative pathology including facet arthropathy and disc bulges, constitutes evidence of barriers to healthcare satisfying the inability to attain appropriate medical management factor. This resulted in permanent worsening as the acute strain progressed to irreversible spinal degeneration that could have been prevented or minimized with appropriate early intervention, specialized management, and ongoing monitoring.

The % contribution of the causes is 100% and significant.

5. Please provide a Health Summary and a medication/prescribing history.

  • See attached report
Example document — fictitious patient. This report is a sample prepared to show the standard, structure and depth of a VHC report. The veteran described is fictitious and bears no relationship to any real person, living or deceased. Names, dates of birth, contact details, service numbers, units, locations and treating clinicians have been withheld or altered and all dates have been changed. It must not be relied upon as a record of any real claim.

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About Dr Thomas Perkins

One doctor. Every report.

Founding doctor of the Veterans Health Centre in Ipswich, Queensland, and one of Australia's most experienced practitioners in veterans' medicolegal medicine.

Dr Perkins has spent more than thirteen years working exclusively with current and former ADF members — treating their conditions, writing their reports and navigating the DVA system alongside them. With over 100,000 claims submitted and 2,000 Permanent Impairment Assessments completed, he has seen precisely what separates an accepted claim from a rejected one at every level, from initial liability to the Veterans' Review Board.

Every chart review, diagnostic assessment, impairment rating and appeal that leaves this clinic is personally overseen by Dr Perkins. No template, no locum, no hand-off.

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