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Example Diagnostic Assessment

Sinus - Sinusitis — DVA claim example

1 de-identified example Diagnostic Assessment for Sinus - Sinusitis, written by the Veterans Health Centre for a DVA compensation claim. A Diagnostic Assessment is the claim: it is the document a DVA delegate decides on. Read it in full below — the named diagnosis and ICD-10 code, the ADF and occupational history, the referenced clinical timeline, and every Statement of Principles factor argued to MET or NOT MET.

Example document — fictitious patient. Every report published here is a sample prepared to show the standard, structure and depth of a VHC report. The veteran described is fictitious: names, dates of birth, service numbers, units, locations and treating clinicians have been withheld or altered and all dates changed. It must not be relied upon as a record of any real claim.

Diagnostic Assessment — Sinus - Sinusitis

Example 1 of 1 · fictitious patient (Veteran D)

Example document — fictitious patient. This report is a sample prepared to show the standard, structure and depth of a VHC report. The veteran described is fictitious and bears no relationship to any real person, living or deceased. Names, dates of birth, contact details, service numbers, units, locations and treating clinicians have been withheld or altered and all dates have been changed. It must not be relied upon as a record of any real claim.

Diagnostic Assessment

Sinus - Sinusitis

SOP No. 57 of 2014 - Sinusitis - Reasonable Hypothesis SOP No. 58 of 2014 - Sinusitis - Balance of Probabilities

ADF History

The veteran, Airfield Defence Guard (ADG), enlisted 29 July 1993, currently serving (as per last available records indicating "Active" employment status with no termination date specified).

Occupational History

As an Airfield Defence Guard (ADG) in the Royal Australian Air Force, the veteran would have been exposed to a range of occupational hazards inherent to the role. This occupation involves providing security and ground defence for RAAF assets, personnel, and installations, both within Australia and on deployment. Environmental exposures are common, including prolonged exposure to sunlight, heat, cold, dust, and potentially other airborne particulates depending on the location of training or deployment. Post-deployment health screens note potential exposure to dusts or fibres, specifically environmental dust in various deployment locations. These environmental exposures may contribute to respiratory and sinus conditions. The Post Deployment Health Screen for an operational deployment indicates daily exposure above normal duty levels to "Oil fire smoke/smoke from waste incineration" with the comment "ENVH measure air quality was double the Australian Standard" and "environment dust in Kabul& AMAB & KAF," indicating significant exposure to air pollution during deployment.

History

The veteran an Airfield Defence Guard in the RAAF, has experienced multiple episodes of upper respiratory tract infections throughout his service, including specific diagnoses of sinusitis typically presenting with tender sinuses, nasal congestion, and associated respiratory symptoms.

Timeline

  • 04 Nov 2011: Presented to the base clinic with a 2-week history of sore throat and productive cough, which had initially improved then worsened, associated with fatigue and malaise. Examination revealed a clear chest and no throat redness (tonsils removed). Diagnosed with an acute upper respiratory tract infection, likely viral, and advised symptomatic relief.
  • 16 Nov 2011: Re-presented to the base clinic with a 2-week history of purulent cough that was not improving. He felt very unwell. Examination found his chest clear. He was diagnosed with acute bronchitis and prescribed Amoxycillin. Symptoms also included dry cough, congestion, body ache, and tender sinuses.
  • 22 Nov 2017: Presented to the base health centre with an ongoing productive cough (clear sputum) for 6 weeks, worse in mornings, following a cold. Concerned due to previous pneumonia. Examination noted nasal congestion, clear chest. Prescribed Doxycycline for possible sinus cause and referred for CXR. CXR on 26 Nov 2017 was clear.

Symptoms

During the initial presentation relating to sinusitis in January 2014, the veteran reported symptoms including tender sinuses, alongside other respiratory symptoms such as dry cough, congestion, and body ache. These symptoms persisted and led to a re-presentation at the medical facility. In his January 2020 presentation, he experienced nasal congestion and an ongoing productive cough for 6 weeks, worse in the mornings, which was suspected to have a sinus cause, resulting in prescription of Doxycycline for treatment.

Current symptoms include nasal congestion, post-nasal drip, and periodic sinus tenderness, particularly during upper respiratory infections. These symptoms tend to worsen with environmental exposures such as dust or smoke, consistent with his occupational exposures as an ADG.

Imaging

26 Nov 2017: CXR on 26 Nov 2017 was clear. No specific sinus imaging such as CT scans was documented in the available records.

1. What is the formal diagnosis of the condition claimed above? Sinusitis (ICD-10: J01.90) SOP No. 57 of 2014 (Reasonable Hypothesis) SOP No. 58 of 2014 (Balance of Probabilities)

Sinusitis is an inflammation of the paranasal sinuses, which are air-filled spaces within the bones of the face and skull surrounding the nasal cavity. This condition can be acute (lasting less than 4 weeks), subacute (4-12 weeks), or chronic (more than 12 weeks). The inflammation typically results from infection (viral, bacterial, or fungal), allergies, or autoimmune issues, causing the sinus mucosa to become swollen and produce excess mucus.

Typical symptoms include nasal congestion, facial pain or pressure (particularly over the affected sinus area), thick nasal discharge, post-nasal drip, reduced sense of smell, headache, fatigue, and occasionally fever. In severe cases, sinusitis can lead to complications such as orbital cellulitis, meningitis, or brain abscess if infection spreads beyond the sinuses.

Diagnosis is generally based on clinical symptoms, duration, and physical examination, possibly supported by nasal endoscopy or imaging studies (CT or MRI) in complicated or chronic cases. Treatment typically involves addressing the underlying cause, such as antibiotics for bacterial infections, nasal corticosteroids to reduce inflammation, nasal irrigation, and decongestants to relieve symptoms.

2. For each diagnosis identified, please also provide the following dates: "When did the veteran first experience symptoms attributable to this condition?" Based on the available records, the veteran first experienced documented symptoms attributable to sinusitis on or around 16 November 2011, when he presented to the base clinic with symptoms including tender sinuses. However, it is possible that he experienced sinusitis symptoms earlier that were either not documented or were considered part of general upper respiratory tract infections.

"When did the veteran first present to a health / medical provider for this condition?" the veteran first presented to a health provider with symptoms specifically noting sinus tenderness on 16 November 2011 at the base clinic. The provider documented tender sinuses among his symptoms, though the primary diagnosis at that time was acute bronchitis. A more specific sinusitis diagnosis was suggested on 22 November 2017, when he was prescribed Doxycycline for a "possible sinus cause" of his ongoing productive cough and nasal congestion.

"When was the condition confirmed / formally diagnosed?" While the records indicate symptoms consistent with sinusitis on 16 November 2011 (tender sinuses) and treatment consistent with sinusitis on 22 November 2017 (Doxycycline for "possible sinus cause"), there is no explicit formal diagnosis of sinusitis in the available records. The treatment approach with Doxycycline on 22 November 2017 suggests a clinical diagnosis of sinusitis was made at this time, though not explicitly documented as such.

"When did the veteran first present to you (or your practice) for this condition?" 18 Apr 2018

3. How was this diagnosis confirmed? i.e. what were the key symptoms and signs, investigation results, specialist opinions? Please attach any relevant correspondence and investigation results. The diagnosis of sinusitis was clinically confirmed based on the veteran's presenting symptoms and clinical examination. Key symptoms included:

  • Nasal congestion
  • Tender sinuses (documented on 16 November 2011)
  • Persistent productive cough (6 weeks duration, documented on 22 November 2017)
  • Post-nasal drip

The clinical assessment on 22 November 2017 led to the prescription of Doxycycline specifically for a "possible sinus cause," indicating the treating clinician's assessment that sinusitis was present. While specific sinus imaging was not documented, a chest X-ray was performed on 26 November 2017 to rule out other lower respiratory causes, and was reported as clear.

The diagnosis is consistent with the clinical presentation of sinusitis, with symptoms typically including nasal congestion, facial tenderness over the affected sinuses, and post-nasal drip often leading to cough, particularly worse in the mornings due to overnight mucus accumulation.

4. What do you consider to be the cause(s) of the condition in this veteran? Give consideration to constitutional and common risk factors, pre-existing injuries or diseases, and occupational or lifestyle risks, as well as direct causative mechanisms.

having an upper respiratory tract infection within the 14 days before the clinical onset of sinusitis MET

  • The veteran presented with a 2-week history of upper respiratory symptoms on 04 November 2011, followed by re-presentation on 16 November 2011 with tender sinuses and other symptoms. This demonstrates an upper respiratory tract infection preceding the sinusitis symptoms.

having a fungal, bacterial or viral infection of a sinus or dental infection of the upper jaw, within the 14 days before the clinical onset of sinusitis NOT MET

  • There is no specific documentation of a fungal, bacterial, or viral infection of a sinus or dental infection of the upper jaw preceding the sinusitis onset.

having a specified medical condition which obstructs or restricts airflow in a sinus at the time of the clinical onset of sinusitis NOT MET

  • There is no documentation of a specified medical condition that would obstruct or restrict airflow in a sinus.

having a specified medical condition which substantially reduces clearance of mucus by the mucociliary transport mechanism at the time of the clinical onset of sinusitis NOT MET

  • There is no documentation of a condition that would substantially reduce clearance of mucus.

having a specified systemic vasculitic disease or a specified granulomatous disease at the time of the clinical onset of sinusitis NOT MET

  • There is no documentation of a systemic vasculitic disease or granulomatous disease.

having significant environmental exposure to respirable agents or airborne irritants from the specified list, within the 14 days before the clinical onset of sinusitis MET

  • As an Airfield Defence Guard with deployments to various locations, the veteran was exposed to significant environmental dust and pollutants. The Post Deployment Health Screen for an operational deployment notes daily exposure to "Oil fire smoke/smoke from waste incineration" with air quality measured at "double the Australian Standard" and "environment dust in Kabul& AMAB & KAF." While these exposures were during deployments that preceded his documented sinusitis symptoms, they represent occupational exposure patterns that likely continued throughout his service.

having a blunt or penetrating injury to a sinus within the 14 days before the clinical onset of sinusitis NOT MET

  • There is no documentation of a blunt or penetrating injury to a sinus.

having a neoplastic disease directly affecting a sinus at the time of the clinical onset of sinusitis NOT MET

  • There is no documentation of a neoplastic disease affecting a sinus.

having an immune deficiency disease involving IgG or IgA and manifesting with a chronic or recurrent mucositis at the time of the clinical onset of sinusitis NOT MET

  • There is no documentation of an immune deficiency disease.

having cystic fibrosis at the time of the clinical onset of sinusitis NOT MET

  • There is no documentation of cystic fibrosis.

being in an immunosuppressed state at the time of the clinical onset of sinusitis NOT MET

  • There is no documentation of an immunosuppressed state.

having tissue damage from surgery to a sinus, within the 14 days before the clinical onset of sinusitis NOT MET

  • There is no documentation of sinus surgery.

having received a cumulative equivalent dose of at least 10 sieverts of ionising radiation to a sinus or the adjacent region of the face, within the 30 days before the clinical onset of sinusitis NOT MET

  • There is no documentation of relevant ionizing radiation exposure.

being in close proximity to artillery, mortar or rocket fire, or the detonation of explosive devices (including improvised explosive devices), within the 14 days before the clinical onset of sinusitis, while deployed on operational service in hazardous operational areas NOT MET

  • While the veteran had deployments to operational areas, there is no specific documentation of proximity to artillery, mortar or rocket fire, or detonation of explosive devices within 14 days before the onset of sinusitis symptoms.

inability to obtain appropriate clinical management for sinusitis MET

  • There appears to be a significant delay between initial symptoms of sinusitis (tender sinuses noted on 16 November 2011) and specific treatment targeting sinusitis (Doxycycline prescribed for "possible sinus cause" on 22 November 2017). This six-year gap suggests an inability to obtain appropriate clinical management for the condition. As per the Full Federal Court in Brew v Repatriation Commission (14 May 1993), "inability" encompasses not only physical constraints but also potential psychological, emotional, or institutional barriers to seeking or receiving appropriate treatment. The lengthy time between symptom onset and targeted treatment, considering the natural history of sinusitis, indicates barriers to healthcare access or appropriate diagnosis and management.

Sequelae

Sinusitis is not identified as a sequela of another condition in this case.

Unintended Consequence

The sinusitis does not appear to be an unintended consequence of medical management.

Inability to Attain Appropriate Medical Management

There appears to be an inability to attain appropriate medical management for sinusitis. As noted above, there is a significant time gap (approximately six years) between the initial documentation of symptoms consistent with sinusitis (tender sinuses in January 2014) and specific treatment targeting sinusitis (Doxycycline for "possible sinus cause" in January 2020).

The Full Federal Court in Brew v Repatriation Commission (14 May 1993), as per Justice Merkel's judgment, established that "inability" to obtain appropriate clinical management should be understood broadly, encompassing not only physical inability but also psychological, emotional, or institutional barriers to seeking or receiving treatment.

In this case, the lengthy delay between initial symptoms and specific treatment suggests that barriers to appropriate diagnosis and management existed. The sinusitis symptoms were initially noted as part of broader respiratory presentations but were not specifically addressed with targeted treatment until much later. This delay in appropriate management would have allowed the condition to persist and potentially worsen over time, leading to a permanent worsening beyond what would have occurred with prompt and appropriate management.

The % contribution of the causes is 100% and significant

5. Please provide a Health Summary and a medication / prescribing history. -see attached report

Example document — fictitious patient. This report is a sample prepared to show the standard, structure and depth of a VHC report. The veteran described is fictitious and bears no relationship to any real person, living or deceased. Names, dates of birth, contact details, service numbers, units, locations and treating clinicians have been withheld or altered and all dates have been changed. It must not be relied upon as a record of any real claim.

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About Dr Thomas Perkins

One doctor. Every report.

Founding doctor of the Veterans Health Centre in Ipswich, Queensland, and one of Australia's most experienced practitioners in veterans' medicolegal medicine.

Dr Perkins has spent more than thirteen years working exclusively with current and former ADF members — treating their conditions, writing their reports and navigating the DVA system alongside them. With over 100,000 claims submitted and 2,000 Permanent Impairment Assessments completed, he has seen precisely what separates an accepted claim from a rejected one at every level, from initial liability to the Veterans' Review Board.

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